植物生态学报

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森林径级结构研究:从统计描述到理论演绎

周建1,王焓2   

  1. 1. 清华大学地球系统科学系
    2. 清华大学
  • 收稿日期:2023-10-23 修回日期:2024-03-26 发布日期:2024-04-08
  • 通讯作者: 周建

A review of forest size structure studies: from statistical description to theoretical deduction

建 周1,Han Wang2   

  1. 1. 清华大学地球系统科学系
    2.
  • Received:2023-10-23 Revised:2024-03-26
  • Contact: 建 周

摘要: 森林径级结构是树木生长、竞争、死亡等过程的综合反映, 也是估算森林生物量, 判断森林演替阶段与健康状态, 以及预测森林碳汇潜力的基础依据。林学领域早期对径级结构的研究以统计描述为主, 多采用常见的概率分布函数来拟合样地尺度上径级结构的动态变化, 缺乏对其形成机制的阐释。随着宏观生态学的发展, 最大熵原理、中心极限定理等被用于解释大尺度上发现的相对一致的森林径级结构, 但这类模型侧重概率统计, 对具体生态学过程的分析仍然欠缺。2000年以来, 在原始成熟森林中发现的径级结构的幂律特征催生了一系列理论研究, 包括代谢尺度理论、林窗演替理论等。这些理论尝试从树木个体大小和资源利用之间的关系, 以及树木对资源的竞争过程来演绎径级结构达到稳态时幂律特征的形成机制。种群统计平衡理论为稳态径级结构的分析提供了一般性框架, 揭示了不同的树木生长速率和死亡率如何导致径级结构特征的变化; 在此基础上, 种群统计最优性假设为径级结构的分析提供了新的视角。数学层面上, 转移矩阵、积分投影、偏微分方程等都是径级结构动力学分析的有力工具, 但由于这类数学模型的时间动态解析求解较为困难, 研究中通常预先假定森林处于理想的结构平衡状态。而在实际情况下, 结构非平衡往往是森林的常态, 也是森林碳库变化与碳汇潜力估算的基础。为了更好预测全球变化背景下的森林动态趋势, 应明确环境因子对径级相关的树木生长速率、死亡率的影响, 并发展径级结构动态特征的解析方法。

关键词: 森林径级结构, 资源竞争, 树木生长和死亡, 碳汇潜力

Abstract: Forest size structure (the diameter distribution of trees in a forest) is a comprehensive reflection of forest demographic processes. It is the basis for determining forest successional stage and the state of forest health, estimating forest biomass and predicting forest carbon sink potential. Studies of forest size structure began with statistical descriptions and then progressed to theoretical and mathematical deductions. In early statistical studies of forestry, many common probability distribution functions were used for fitting the plot scale size structure variation, yet most of these functions were not derived from biological processes and therefore lack clear biological meanings. With the development of macroecology, the principle of maximum entropy and the central limit theorem have been used to explain forest size structure at large spatial scales which is found to be relatively consistent. Such models mainly focus on probability statistics rather than ecological processes. In 2000s, the finding of power-law size structure in natural mature forests has spawned a series of theoretical studies, including the metabolic scaling theory, the theory of gap succession, etc. These theories have tried to attribute the formation of power-law size structure to the relationship between tree size and resource use on individual scale and tree competition for resources on community scale. Demogaphic equilibrium theory provides a general framework for analyzing the relationship between the steady state forest size structure and tree growth and mortality. Under this equilibrium framework, the hypothesis of demographic optimality further provides a new perspective for the analysis of forest size structure. Mathematical models including transition matrices, integral projections, and partial differential equations are powerful tools for the analysis of forest size structure dynamics. However, due to the difficulty in giving time-dynamic solutions to the mathematical models, most studies have been confined within the framework of forest demographic equilibrium. In order to understand the dynamic patterns of forest size structure and predict forest carbon sink potential in a rapidly changing climate, it is essential to find a general time-dynamic solution to the mathematical models under non-steady-state conditions and determine the effects of climatic factors on forest growth and mortality rates.

Key words: forest size structure, resource competition, tree growth and mortality, carbon sink potential