植物反射光谱对水分生理变化响应的研究进展

doi:10.17521/cjpe.2015.0267

摘要/Abstract

摘要：

实时、无损伤地探测植物的水分及生理变化是高光谱遥感的深层次应用。由水分胁迫引发的植物一系列反射光谱响应体现了碳-氮-水耦合作用的结果。以往的研究大多集中于单一因素的响应, 而忽略了多因素交互作用。该文综述和分析了植物水分状况变化引起的直接和间接光谱响应机制, 包括植物水分含量、色素、养分状况、光合作用和叶绿素荧光指标的光谱响应及其内在的关联, 探讨了反射光谱在探测植物水分生理活动应用中的主要方法与最新技术, 并指出碳-氮-水多指标、多时空尺度的综合分析对于估测植被生产力及其对气候变化的响应具有重要意义。

关键词: 植物反射光谱, 水分胁迫, 水分生理, 色素, 营养元素, 光合作用, 叶绿素荧光

Abstract:

Spectral reflectance is a new, real time and non-destructive hyperspectral remote sensing application to monitor plant water status and physiological changes. The spectral reflectance responses induced by water stress reflect the interaction and coupling of carbon, nitrogen and water cycles. A majority of previous studies focused on a specific structural or physiological effect on spectral reflectance with little attention on their interactions. This paper reviewed and synthesized the direct and indirect spectral responses caused by changes in plant water content, pigments, nutrient status, photosynthesis and chlorophyll fluorescence indices and their internal association. This paper also discussed the common approaches and the new techniques in applying spectral reflectance for detecting water status and physiological activities in plants. This paper concluded that analysis of the spectral reflectance at multiple temporal or spatial scales might have a potential application in projecting vegetation productivities, particularly in the context of climate change.

Key words: plant spectral reflectance, water stress, water physiology, pigment, nutrient element, photosynthesis, chlorophyll fluorescence

刘畅, 孙鹏森, 刘世荣. 植物反射光谱对水分生理变化响应的研究进展. 植物生态学报, 2016, 40(1): 80-91. DOI: 10.17521/cjpe.2015.0267

LIU Chang,SUN Peng-Sen,LIU Shi-Rong. A review of plant spectral reflectance response to water physiological changes. Chinese Journal of Plant Ecology, 2016, 40(1): 80-91. DOI: 10.17521/cjpe.2015.0267

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链接本文: https://www.plant-ecology.com/CN/10.17521/cjpe.2015.0267

https://www.plant-ecology.com/CN/Y2016/V40/I1/80

图/表 2

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类型 Type	光谱参数 Spectral parameter	缩写 Acronym	定义 Definition	参考文献 Reference
水分相关 Related to water	水分指数 Water index	WI	R₉₇₀/R₉₀₀	Peñuelas et al., 1997b
		WI/NDVI	(R₉₇₀/R₉₀₀)/[(R₉₀₀ - R₆₈₀)/(R₉₀₀ + R₆₈₀)]	Peñuelas & Inoue, 1999
	冠层结构指数 Canopy structure index	CSI	2sSR - sSR² + sWI²	Sims & Gamon, 2003
			where: sSR = (R₈₀₀/R₆₈₀ - 1)/ (R₈₀₀/R₆₈₀ - 1)_max
			sWI = (R₉₀₀/R₁₁₈₀ - 1)/ (R₉₀₀/R₁₁₈₀ - 1)_max
	归一化水分指数 Normalized difference water index	NDWI	(R₈₆₀ - R₁₂₄₀)/(R₈₆₀ + R₁₂₄₀)	Gao, 1996
		SR_(610,560)/ ND_(810,610)	(R_610/R₅₆₀)/[(R₈₁₀ - R₆₁₀)/(R₈₁₀ + R₆₁₀)]	Tian et al., 2004
	色素相关 Related to pigment	归一化植被指数 Normalized difference vegetation index	NDVI	(R₈₀₀ - R₆₈₀)/(R₈₀₀ + R₆₈₀)	Rouse et al., 1974
		绿色归一化植被指数 Green normalized difference vegetation index	Green NDVI	(R₇₅₀ - R₅₅₀)/(R₇₅₀ + R₅₅₀)	Gitelson & Merzlyak, 1994
改良红边比值指数 Modified red-edge simple ratio index		绿色归一化植被指数 Green normalized difference vegetation index	Green NDVI	(R₇₅₀ - R₅₅₀)/(R₇₅₀ + R₅₅₀)	Gitelson & Merzlyak, 1994	mSR₇₀₅	(R₇₅₀ - R₄₄₅)/(R₇₀₅ - R₄₄₅)	Sims & Gamon, 2002
改良红边比值指数 Modified red-edge simple ratio index		改良红边归一化植被指数 Modified red-edge normalized difference vegetation index	mND₇₀₅	(R₇₅₀ - R₇₀₅)/(R₇₅₀ + R₇₀₅ - 2R₄₄₅)	Sims & Gamon, 2002	mSR₇₀₅	(R₇₅₀ - R₄₄₅)/(R₇₀₅ - R₄₄₅)	Sims & Gamon, 2002
色素简单比值指数 Pigment specific simple ratio			mND₇₀₅	(R₇₅₀ - R₇₀₅)/(R₇₅₀ + R₇₀₅ - 2R₄₄₅)	Sims & Gamon, 2002	PSSRa	R₈₀₀/R₆₈₀	Blackburn, 1998
		PSSRb	R₈₀₀/R₆₃₅
		PSSRc	R₈₀₀/R₄₇₀
色素归一化指数 Pigment specific normalized difference		PSNDa	(R₈₀₀ - R₆₈₀)/(R₈₀₀ + R₆₈₀)	Blackburn, 1998
		PSNDb	(R₈₀₀ - R₆₃₅)/(R₈₀₀ + R₆₃₅)
		PSNDc	(R₈₀₀ - R₄₇₀)/(R₈₀₀ + R₄₇₀)
反射光谱比值分析 Ratio analysis of reflectance spectra		RARSa	(R₆₅₀/R₇₀₀)/(r₆₅₀/r₇₀₀)	Chappelle et al., 1992
反射光谱比值分析 Ratio analysis of reflectance spectra		RARSb	(R₇₀₀ × R₆₇₅/R₆₅₀) × (r₇₀₀ × r₆₇₅/r₆₅₀)	Chappelle et al., 1992
RARSc		(R₇₆₀/R₅₀₀)/(r₇₆₀/r₅₀₀)
结构不敏感色素指数 Structure-insensitive pigment index		SIPI	(R₈₀₀ - R₄₄₅)/(R₈₀₀ - R₆₈₀)	Peñuelas et al., 1995a
植物衰老反射指数 Plant senescence reflectance index		PSRI	(R₆₇₈- R₅₅₀)/R₇₅₀	Merzlyak et al., 1999
类胡萝卜素反射指数 Carotenoid reflectance indices		CRI₅₅₀	1/R₅₁₀ - 1/R₅₅₀	Gitelson et al., 2002
类胡萝卜素反射指数 Carotenoid reflectance indices		CRI₇₀₀	1/R₅₁₀ - 1/R₇₀₀	Gitelson et al., 2002
改良的类胡萝卜素反射指数 Modified carotenoid reflectance index		mCRI	R₇₈₀/[(1/R₅₁₀) - (1/R₅₅₀)]	Gitelson et al., 2006
归一化光谱反射指数 Normalized difference spectral reflectance index		ND_(1536,707)	(R₁₅₃₆ - R₇₀₇)/(R₁₅₃₆ + R₇₀₇)	Wang et al., 2009
归一化光谱反射指数 Normalized difference spectral reflectance index		ND_(1536,707)	(R₁₅₃₆ - R₇₀₇)/(R₁₅₃₆ + R₇₀₇)	Wang et al., 2009	光谱反射指数 Spectral reflectance index	SR_(723,770)	R₇₂₃/R₇₇₀	Yang et al., 2010
归一化光谱反射指数 Normalized difference spectral reflectance index		ND_(770,713)	(R₇₇₀ - R₇₁₃)/(R₇₇₀ + R₇₁₃)		光谱反射指数 Spectral reflectance index	SR_(723,770)	R₇₂₃/R₇₇₀
归一化光谱反射指数 Normalized difference spectral reflectance index		ND_(770,713)	(R₇₇₀ - R₇₁₃)/(R₇₇₀ + R₇₁₃)	营养元素相关 Related to nutrient element	植株氮光谱指数 Plant nitrogen spectral index	PNSI	\|(NIR + red)/(NIR - red)\|		Stone et al., 1996
比值植被指数 Ratio vegetation indices		RVI_(870,660)	R₈₇₀/R₆₆₀		植株氮光谱指数 Plant nitrogen spectral index	PNSI	\|(NIR + red)/(NIR - red)\|		Stone et al., 1996	Zhu et al., 2008
比值植被指数 Ratio vegetation indices		RVI_(810,660)	R₈₁₀/R₆₆₀							Zhu et al., 2008
归一化光谱反射指数 Normalized difference spectral reflectance index		ND_(483,503)	(R₄₈₃ - R₅₀₃)/(R₄₈₃ + R₅₀₃)		Stroppiana et al., 2009
归一化光谱反射指数 Normalized difference spectral reflectance index		ND_(483,503)	(R₄₈₃ - R₅₀₃)/(R₄₈₃ + R₅₀₃)		Stroppiana et al., 2009	光合和叶绿素荧光相关 Related to photosynthesis and chlorophyll fluorescence	生理反射指数 Physiological reflectance index	PRI	(R₅₃₁ - R₅₇₀)/(R₅₃₁ + R₅₇₀)	Gamon et al., 1992
荧光比值指数 Fluorescence ratio indices		FRI	R₆₀₀/R₆₉₀		Dobrowski et al., 2005		生理反射指数 Physiological reflectance index	PRI	(R₅₃₁ - R₅₇₀)/(R₅₃₁ + R₅₇₀)	Gamon et al., 1992
荧光比值指数 Fluorescence ratio indices		FRI	R₇₄₀/R₈₀₀		Dobrowski et al., 2005

类型 Type	光谱参数 Spectral parameter	缩写 Acronym	定义 Definition	参考文献 Reference
水分相关 Related to water	水分指数 Water index	WI	R₉₇₀/R₉₀₀	Peñuelas et al., 1997b
		WI/NDVI	(R₉₇₀/R₉₀₀)/[(R₉₀₀ - R₆₈₀)/(R₉₀₀ + R₆₈₀)]	Peñuelas & Inoue, 1999
	冠层结构指数 Canopy structure index	CSI	2sSR - sSR² + sWI²	Sims & Gamon, 2003
			where: sSR = (R₈₀₀/R₆₈₀ - 1)/ (R₈₀₀/R₆₈₀ - 1)_max
			sWI = (R₉₀₀/R₁₁₈₀ - 1)/ (R₉₀₀/R₁₁₈₀ - 1)_max
	归一化水分指数 Normalized difference water index	NDWI	(R₈₆₀ - R₁₂₄₀)/(R₈₆₀ + R₁₂₄₀)	Gao, 1996
		SR_(610,560)/ ND_(810,610)	(R_610/R₅₆₀)/[(R₈₁₀ - R₆₁₀)/(R₈₁₀ + R₆₁₀)]	Tian et al., 2004
	色素相关 Related to pigment	归一化植被指数 Normalized difference vegetation index	NDVI	(R₈₀₀ - R₆₈₀)/(R₈₀₀ + R₆₈₀)	Rouse et al., 1974
		绿色归一化植被指数 Green normalized difference vegetation index	Green NDVI	(R₇₅₀ - R₅₅₀)/(R₇₅₀ + R₅₅₀)	Gitelson & Merzlyak, 1994
改良红边比值指数 Modified red-edge simple ratio index		绿色归一化植被指数 Green normalized difference vegetation index	Green NDVI	(R₇₅₀ - R₅₅₀)/(R₇₅₀ + R₅₅₀)	Gitelson & Merzlyak, 1994	mSR₇₀₅	(R₇₅₀ - R₄₄₅)/(R₇₀₅ - R₄₄₅)	Sims & Gamon, 2002
改良红边比值指数 Modified red-edge simple ratio index		改良红边归一化植被指数 Modified red-edge normalized difference vegetation index	mND₇₀₅	(R₇₅₀ - R₇₀₅)/(R₇₅₀ + R₇₀₅ - 2R₄₄₅)	Sims & Gamon, 2002	mSR₇₀₅	(R₇₅₀ - R₄₄₅)/(R₇₀₅ - R₄₄₅)	Sims & Gamon, 2002
色素简单比值指数 Pigment specific simple ratio			mND₇₀₅	(R₇₅₀ - R₇₀₅)/(R₇₅₀ + R₇₀₅ - 2R₄₄₅)	Sims & Gamon, 2002	PSSRa	R₈₀₀/R₆₈₀	Blackburn, 1998
		PSSRb	R₈₀₀/R₆₃₅
		PSSRc	R₈₀₀/R₄₇₀
色素归一化指数 Pigment specific normalized difference		PSNDa	(R₈₀₀ - R₆₈₀)/(R₈₀₀ + R₆₈₀)	Blackburn, 1998
		PSNDb	(R₈₀₀ - R₆₃₅)/(R₈₀₀ + R₆₃₅)
		PSNDc	(R₈₀₀ - R₄₇₀)/(R₈₀₀ + R₄₇₀)
反射光谱比值分析 Ratio analysis of reflectance spectra		RARSa	(R₆₅₀/R₇₀₀)/(r₆₅₀/r₇₀₀)	Chappelle et al., 1992
反射光谱比值分析 Ratio analysis of reflectance spectra		RARSb	(R₇₀₀ × R₆₇₅/R₆₅₀) × (r₇₀₀ × r₆₇₅/r₆₅₀)	Chappelle et al., 1992
RARSc		(R₇₆₀/R₅₀₀)/(r₇₆₀/r₅₀₀)
结构不敏感色素指数 Structure-insensitive pigment index		SIPI	(R₈₀₀ - R₄₄₅)/(R₈₀₀ - R₆₈₀)	Peñuelas et al., 1995a
植物衰老反射指数 Plant senescence reflectance index		PSRI	(R₆₇₈- R₅₅₀)/R₇₅₀	Merzlyak et al., 1999
类胡萝卜素反射指数 Carotenoid reflectance indices		CRI₅₅₀	1/R₅₁₀ - 1/R₅₅₀	Gitelson et al., 2002
类胡萝卜素反射指数 Carotenoid reflectance indices		CRI₇₀₀	1/R₅₁₀ - 1/R₇₀₀	Gitelson et al., 2002
改良的类胡萝卜素反射指数 Modified carotenoid reflectance index		mCRI	R₇₈₀/[(1/R₅₁₀) - (1/R₅₅₀)]	Gitelson et al., 2006
归一化光谱反射指数 Normalized difference spectral reflectance index		ND_(1536,707)	(R₁₅₃₆ - R₇₀₇)/(R₁₅₃₆ + R₇₀₇)	Wang et al., 2009
归一化光谱反射指数 Normalized difference spectral reflectance index		ND_(1536,707)	(R₁₅₃₆ - R₇₀₇)/(R₁₅₃₆ + R₇₀₇)	Wang et al., 2009	光谱反射指数 Spectral reflectance index	SR_(723,770)	R₇₂₃/R₇₇₀	Yang et al., 2010
归一化光谱反射指数 Normalized difference spectral reflectance index		ND_(770,713)	(R₇₇₀ - R₇₁₃)/(R₇₇₀ + R₇₁₃)		光谱反射指数 Spectral reflectance index	SR_(723,770)	R₇₂₃/R₇₇₀
归一化光谱反射指数 Normalized difference spectral reflectance index		ND_(770,713)	(R₇₇₀ - R₇₁₃)/(R₇₇₀ + R₇₁₃)	营养元素相关 Related to nutrient element	植株氮光谱指数 Plant nitrogen spectral index	PNSI	\|(NIR + red)/(NIR - red)\|		Stone et al., 1996
比值植被指数 Ratio vegetation indices		RVI_(870,660)	R₈₇₀/R₆₆₀		植株氮光谱指数 Plant nitrogen spectral index	PNSI	\|(NIR + red)/(NIR - red)\|		Stone et al., 1996	Zhu et al., 2008
比值植被指数 Ratio vegetation indices		RVI_(810,660)	R₈₁₀/R₆₆₀							Zhu et al., 2008
归一化光谱反射指数 Normalized difference spectral reflectance index		ND_(483,503)	(R₄₈₃ - R₅₀₃)/(R₄₈₃ + R₅₀₃)		Stroppiana et al., 2009
归一化光谱反射指数 Normalized difference spectral reflectance index		ND_(483,503)	(R₄₈₃ - R₅₀₃)/(R₄₈₃ + R₅₀₃)		Stroppiana et al., 2009	光合和叶绿素荧光相关 Related to photosynthesis and chlorophyll fluorescence	生理反射指数 Physiological reflectance index	PRI	(R₅₃₁ - R₅₇₀)/(R₅₃₁ + R₅₇₀)	Gamon et al., 1992
荧光比值指数 Fluorescence ratio indices		FRI	R₆₀₀/R₆₉₀		Dobrowski et al., 2005		生理反射指数 Physiological reflectance index	PRI	(R₅₃₁ - R₅₇₀)/(R₅₃₁ + R₅₇₀)	Gamon et al., 1992
荧光比值指数 Fluorescence ratio indices		FRI	R₇₄₀/R₈₀₀		Dobrowski et al., 2005

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